Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (2 Apr 2013 to 10 Oct 2015)
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- (602)Employed By (2 Apr 2013 to 10 Oct 2015)
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- CF30 Customer (10 Jan 2013 to 22 Apr 2013)
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- Employed By (10 Jan 2013 to 22 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2012)
- CF21 Investment Adviser (11 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Oct 2006 to 11 May 2007)
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- CF21 Investment Adviser (20 Jan 2003 to 29 Aug 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
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- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.