Matthew John James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosetta Capital Limited

    FRN 196844

    • SMF16 Compliance Oversight (since 17 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Dec 2025)
  • Capital Trust Limited (no longer approved here)

    FRN 124573

    • CF1 Director (6 Apr 2004 to 17 Nov 2006)
    • CF19 Significant Mgt (Financial Resources) (5 Jul 2002 to 17 Nov 2006)
    • CF13 Finance (5 Jul 2002 to 17 Nov 2006)
    • CF10 Compliance Oversight (5 Jul 2002 to 17 Nov 2006)
    • CF11 Money Laundering Reporting (5 Jul 2002 to 17 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.