Capital Trust Limited

Date authorised
1 April 2013
Companies House
00941064
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital Trust Ltd
    5 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402074914230
    Web
    https://www.capitaltrustltd.com

  • Complaints Contact

    Capital Trust Ltd
    5 Bolton Street
    London
    W1J 8BA
    UNITED KINGDOM
    Phone
    +4402074914230

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bassam Felix Aburdene

    IRN BXA01056

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 7 Feb 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Brian Jolomi Hammond

    IRN BJH01112

    • CF29 Significant management (1 Nov 2007 to 30 Nov 2009)
    • CF28 Systems and controls (1 Nov 2007 to 30 Nov 2009)
    • CF13 Finance (17 Nov 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (17 Nov 2006 to 30 Nov 2009)
    • CF19 Significant Mgt (Financial Resources) (17 Nov 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (17 Nov 2006 to 30 Nov 2009)
  • David Charles Wright

    IRN DCW01052

    • CF13 Finance (1 Dec 2001 to 5 Jul 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 5 Jul 2002)
  • Esme Charles Harlowe Lowe

    IRN ECL01010

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF22 Investment Adviser (Trainee) (21 Jan 2004 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Jan 2004)
    • CF1 Director (1 Dec 2001 to 21 Dec 2007)
  • Finola Reynolds

    IRN XXR01051

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2008 to 8 Dec 2019)
  • George Nicholas Judd

    IRN GNJ01006

    • CF22 Investment Adviser (Trainee) (23 Jan 2004 to 7 Mar 2007)
  • George Nicolas Shweiry

    IRN GNK01005

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Guy St. John Hodgson

    IRN GSH01049

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Jun 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2009 to 8 Dec 2019)
    • CF29 Significant management (1 Dec 2009 to 10 Jun 2011)
    • CF28 Systems and controls (1 Dec 2009 to 10 Jun 2011)
    • CF11 Money Laundering Reporting (1 Dec 2009 to 8 Dec 2019)
  • Matthew John James

    IRN MJJ01064

    • CF1 Director (6 Apr 2004 to 17 Nov 2006)
    • CF19 Significant Mgt (Financial Resources) (5 Jul 2002 to 17 Nov 2006)
    • CF10 Compliance Oversight (5 Jul 2002 to 17 Nov 2006)
    • CF11 Money Laundering Reporting (5 Jul 2002 to 17 Nov 2006)
    • CF13 Finance (5 Jul 2002 to 17 Nov 2006)
  • Olga Bassam Aburdene

    IRN OBA01004

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (1 Apr 2019 to 8 Dec 2019)
    • CF1 Director (20 May 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (12 Sep 2002 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Cap Real LLP (no longer appointed)

    FRN 231100 · Appointed 19 Jan 2004 · Until 15 Sep 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.