Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (12 Aug 2020 to 31 Dec 2024)
- CF2 Non Executive Director (24 May 2017 to 8 Dec 2019)
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- CF2 Non Executive Director (28 May 2019 to 8 Dec 2019)
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- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
- CF15 Internal Audit (1 Jun 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
- CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
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- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
- CF15 Internal Audit (17 Apr 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
- CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
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- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
- CF15 Internal Audit (1 Jun 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
- CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
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- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
- CF15 Internal Audit (18 May 2005 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
- CF15 Internal Audit (18 May 2005 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
- CF15 Internal Audit (17 Apr 2002 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
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- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
- CF15 Internal Audit (17 Apr 2002 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
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- CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
- CF15 Internal Audit (1 Jun 2002 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.