Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Funding Circle Ltd (no longer approved here)

    FRN 722513

    • SMF9 Chair of the Governing Body (12 Aug 2020 to 31 Dec 2024)
    • CF2 Non Executive Director (24 May 2017 to 8 Dec 2019)
  • Prodigy Finance LTD (no longer approved here)

    FRN 709641

    • CF2 Non Executive Director (28 May 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF15 Internal Audit (1 Jun 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF15 Internal Audit (17 Apr 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF15 Internal Audit (1 Jun 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF15 Internal Audit (18 May 2005 to 31 Oct 2007)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF15 Internal Audit (18 May 2005 to 31 Oct 2007)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF15 Internal Audit (17 Apr 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF15 Internal Audit (17 Apr 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)
  • Inceptum Insurance Company Limited (no longer approved here)

    FRN 203238

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF15 Internal Audit (1 Jun 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Apr 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.