Matthew James Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (23 Aug 2019 to 2 Nov 2025)
    • CF30 Customer (4 Nov 2013 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (12 Nov 2020 to 1 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (12 Nov 2020 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (23 Aug 2019 to 10 Nov 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Nov 2021)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2019)
    • CF30 Customer (4 Nov 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (14 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.