Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (1 Nov 2007 to 20 Jan 2015)
    • CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (30 May 2003 to 17 Mar 2005)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF26 Customer Trading (1 Dec 2001 to 5 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.