Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 23 May 2025)
- Appointed representative dealing with clients for which they require qualification (since 23 May 2025)
- CF30 Customer (since 22 May 2025)
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KLO Financial Services Ltd
FRN 1033260
- (3)Employed By (since 22 May 2025)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.