Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2021)
    • CF30 Customer (10 Nov 2009 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 16 Nov 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF21 Investment Adviser (31 Jan 2002 to 15 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jan 2002)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF21 Investment Adviser (31 Jan 2002 to 15 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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