Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (3 Jun 2014 to 1 Jul 2016)
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- CF30 Customer (10 Feb 2010 to 6 Dec 2010)
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- (8)Employed By (10 Feb 2010 to 6 Dec 2010)
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- CF10 Compliance Oversight (29 Sep 2008 to 10 Nov 2009)
- CF30 Customer (1 Nov 2007 to 10 Nov 2009)
- CF24 Pension Transfer Specialist (24 Feb 2003 to 31 Oct 2007)
- CF1 Director (AR) (19 Feb 2003 to 20 Jun 2005)
- CF21 Investment Adviser (3 Feb 2003 to 31 Oct 2007)
- CF1 Director (3 Feb 2003 to 10 Nov 2009)
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- (3)Employed By (19 Feb 2003 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.