Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- (1)Employed By (23 Feb 2009 to 15 Apr 2009)
-
- CF30 Customer (23 Feb 2009 to 15 Apr 2009)
-
- CF21 Investment Adviser (15 Oct 2004 to 11 Dec 2006)
- CF22 Investment Adviser (Trainee) (5 Apr 2004 to 15 Oct 2004)
- CF7 Sole Trader (AR) (5 Apr 2004 to 11 Dec 2006)
-
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.