Matthew Daniel Parkin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlueFinch Wealth Limited

    FRN 915247

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 14 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Oct 2020)
    • SMF16 Compliance Oversight (since 14 Oct 2020)
    • Responsible for Insurance Distribution (since 14 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2020)
    • [FCA CF] Client dealing (since 13 Oct 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Oct 2020)
    • CF1 Director (AR) (28 Jul 2016 to 13 Oct 2020)
    • CF30 Customer (28 Jul 2016 to 13 Oct 2020)
  • Bluefinch Wealth Limited (no longer approved here)

    FRN 753121

    • Employed By (28 Jul 2016 to 13 Oct 2020)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (4 Jun 2014 to 1 Aug 2016)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (21 Sep 2012 to 28 Feb 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (8 Apr 2008 to 17 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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