Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Seven Investment Management LLP
FRN 589124
- 14. Managing investments
- [FCA CF] Significant management (since 24 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (2 Nov 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.