Matthew Charles Moore

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited (no longer approved here)
FRN 578614
- CF1 Director (18 Mar 2016 to 25 Oct 2019)
Ascot Lloyd Investment Management Limited (no longer approved here)
FRN 650245
- CF1 Director (18 Mar 2016 to 25 Oct 2019)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF1 Director (18 Jan 2012 to 18 Dec 2013)
- CF28 Systems and controls (15 Aug 2011 to 29 Jan 2013)
- CF29 Significant management (15 Aug 2011 to 5 Jan 2012)
TrinityBridge Fund Management Limited (no longer approved here)
FRN 175827
- CF1 Director (20 Dec 2007 to 1 May 2009)
- CF28 Systems and controls (20 Dec 2007 to 1 May 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.