Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 1 Jun 2023)
- SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
- CF11 Money Laundering Reporting (14 Aug 2018 to 8 Dec 2019)
- CF3 Chief Executive (3 Mar 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Feb 2015 to 3 Mar 2016)
- CF30 Customer (4 Nov 2014 to 8 Dec 2019)
- CF1 Director (4 Nov 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.