Matthew Brooks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Sentier Investors (UK) IM Limited
FRN 119367
- [FCA CF] Client dealing (since 31 Aug 2021)
First Sentier Investors International IM Limited
FRN 122512
- [FCA CF] Client dealing (since 31 Aug 2021)
InfraBridge Investors (UK) Limited (no longer approved here)
FRN 452656
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Aug 2021)
- CF30 Customer (4 Nov 2019 to 8 Dec 2019)
QIC European Investment Services Limited (no longer approved here)
FRN 572243
- CF30 Customer (24 Feb 2017 to 17 Oct 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.