Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Fidelius Ltd
FRN 188615
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 19 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (since 2 Jan 2024)
-
Azets Financial Planning Limited
FRN 526955
- Employed By (since 19 Feb 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2023)
- CF30 Customer (31 Dec 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.