Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (11 Oct 2019 to 20 Sep 2022)
    • [FCA CF] Client dealing (3 Nov 2016 to 1 Feb 2023)
    • CF30 Customer (20 Jun 2014 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (3 Nov 2016 to 6 Jul 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (19 May 2011 to 25 Feb 2014)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 8 Apr 2011)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 8 Apr 2011)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.