Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (11 Oct 2019 to 20 Sep 2022)
- [FCA CF] Client dealing (3 Nov 2016 to 1 Feb 2023)
- CF30 Customer (20 Jun 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (3 Nov 2016 to 6 Jul 2019)
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- CF30 Customer (19 May 2011 to 25 Feb 2014)
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- CF30 Customer (1 Nov 2007 to 8 Apr 2011)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 8 Apr 2011)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.