Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Significant management (19 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (19 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Client dealing (19 May 2020 to 31 Oct 2022)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (2 Jul 2018 to 29 Nov 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (2 Oct 2017 to 20 Apr 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.