Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (19 Mar 2021 to 31 Oct 2022)
- [FCA CF] Manager of certification employee (19 Mar 2021 to 31 Oct 2022)
- [FCA CF] Client dealing (19 May 2020 to 31 Oct 2022)
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- CF30 Customer (2 Jul 2018 to 29 Nov 2019)
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- [FCA CF] Manager of certification employee (2 Oct 2017 to 20 Apr 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 20 Apr 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.