Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Dec 2013 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (11 Jul 2012 to 26 Mar 2013)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (18 Feb 2010 to 26 Mar 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Jan 2010)
    • CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.