Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 14 Aug 2023)
    • [FCA CF] Manager of certification employee (15 Jan 2024 to 30 Jan 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2022 to 12 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Mar 2023)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2022)
    • [FCA CF] Manager of certification employee (13 Sep 2022 to 13 Jun 2025)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 12 Jun 2025)
    • [FCA CF] Manager of certification employee (13 Oct 2022 to 10 Jan 2023)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 12 Jun 2025)
    • [FCA CF] Manager of certification employee (30 Jan 2025 to 13 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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