Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 14 Aug 2023)
- [FCA CF] Manager of certification employee (15 Jan 2024 to 30 Jan 2025)
- [PRA CF] Managing a material risk taker (16 Sep 2022 to 12 Jun 2025)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 14 Mar 2023)
- [PRA CF] Managing a material risk taker (since 16 Sep 2022)
- [FCA CF] Manager of certification employee (13 Sep 2022 to 13 Jun 2025)
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- [PRA CF] Managing a material risk taker (17 Feb 2025 to 12 Jun 2025)
- [FCA CF] Manager of certification employee (13 Oct 2022 to 10 Jan 2023)
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- [PRA CF] Managing a material risk taker (17 Feb 2025 to 12 Jun 2025)
- [FCA CF] Manager of certification employee (30 Jan 2025 to 13 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.