Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Dec 2025)
    • [FCA CF] Manager of certification employee (since 1 Dec 2025)
  • Titan Settlement & Custody Ltd (no longer approved here)

    FRN 533039

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2020)
    • CF30 Customer (13 Jun 2017 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (18 Aug 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 15 Aug 2014)
    • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 15 Aug 2014)
    • CF21 Investment Adviser (19 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.