Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Apr 2025)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (15 Mar 2024 to 14 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Mar 2024 to 14 Aug 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Apr 2006 to 21 Jan 2009)
    • CF11 Money Laundering Reporting (26 Apr 2006 to 21 Jan 2009)
    • CF8 Apportionment and Oversight (14 Dec 2004 to 31 Oct 2007)
    • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)
    • CF3 Chief Executive (14 Dec 2004 to 8 Dec 2019)
    • CF1 Director (14 Dec 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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