Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Oct 2021)
    • CF30 Customer (since 20 Sep 2021)
    • (2)Employed By (since 20 Sep 2021)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (17 May 2019 to 8 Dec 2019)
  • Warren & Co (Complete Financial Solutions) Ltd (no longer approved here)

    FRN 300899

    • CF30 Customer (1 Mar 2018 to 7 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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