Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2012)
    • CF15 Internal Audit (13 Oct 2003 to 31 Oct 2007)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2012)
    • CF15 Internal Audit (13 Oct 2003 to 31 Oct 2007)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2012)
    • CF15 Internal Audit (13 Oct 2003 to 31 Oct 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2012)
    • CF15 Internal Audit (13 Oct 2003 to 31 Oct 2007)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2012)
    • CF15 Internal Audit (13 Oct 2003 to 31 Oct 2007)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2012)
    • CF15 Internal Audit (27 Sep 2007 to 31 Oct 2007)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2012)
    • CF15 Internal Audit (27 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.