Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 28 May 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2022)
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- CF30 Customer (11 Jun 2010 to 3 Apr 2017)
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- CF30 Customer (1 Nov 2007 to 11 Jul 2011)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
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- (359)Employed By (4 Apr 2007 to 11 Jul 2011)
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- CF21 Investment Adviser (8 Jan 2002 to 26 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.