Martyn David Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Abacus Financial Options Limited

    FRN 576165

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
    • [FCA CF] Client dealing (since 18 Mar 2024)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (1 Feb 2020 to 4 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 4 Jun 2024)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • CF30 Customer (20 Aug 2012 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (15 Mar 2010 to 29 Aug 2012)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Jan 2008 to 8 Mar 2010)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 3 Oct 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 3 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.