Martyn Barrie Quantick

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Martyn Quantick
FRN 513562
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Sole trader dealing with clients for which they require qualification (since 25 Feb 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (23 Nov 2012 to 8 Dec 2019)
- CF30 Customer (1 Jul 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2010 to 8 Dec 2019)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.