Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
26 Berkeley CrescentRadcliffe-on-TrentNottinghamNottinghamshireNG12 2NWUNITED KINGDOM- Phone
- +4401159334328
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Complaints Contact
26 Berkeley CrescentRadcliffe-on-TrentNottinghamNottinghamshireNG12 2NWUNITED KINGDOM- Phone
- +4401159334328
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martyn Barrie Quantick
IRN MBQ00001
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Sole trader dealing with clients for which they require qualification (since 25 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (23 Nov 2012 to 8 Dec 2019)
- CF30 Customer (1 Jul 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2010 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.