Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2019)
- CF30 Customer (10 Sep 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 16 Jul 2010)
- CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Sep 2003 to 27 Sep 2004)
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- CF21 Investment Adviser (26 Nov 2002 to 1 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.