Martin Thomas Hood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platinum IFS Limited

    FRN 401283

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 19 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (25 Aug 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (25 Aug 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Aug 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Aug 2004 to 1 Nov 2007)
    • CF1 Director (25 Aug 2004 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (25 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.