Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 1 Apr 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF3 Chief Executive (30 Sep 2016 to 10 Jan 2019)
- Responsible for Insurance Mediation (21 Sep 2010 to 18 Jul 2014)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (3 Mar 2006 to 31 Oct 2007)
- CF1 Director (6 Feb 2006 to 11 Jan 2008)
- CF23 Corporate Finance Adviser (25 Apr 2005 to 31 Oct 2007)
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- CF3 Chief Executive (7 Mar 2011 to 15 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF23 Corporate Finance Adviser (25 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.