Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charter Court Financial Services Limited (no longer approved here)

    FRN 494549

    • [FCA CF] Material risk taker (15 May 2020 to 5 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (15 May 2020 to 5 Mar 2026)
    • [FCA CF] Significant management (15 May 2020 to 5 Mar 2026)
  • OneSavings Bank Plc (no longer approved here)

    FRN 530504

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 5 Mar 2026)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Mar 2026)
    • [FCA CF] Significant management (7 Mar 2016 to 5 Mar 2026)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF26 Customer Trading (25 Apr 2003 to 2 Jul 2004)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF26 Customer Trading (25 Apr 2003 to 2 Jul 2004)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF26 Customer Trading (1 Dec 2001 to 10 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.