Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (21 Jun 2005 to 13 Aug 2006)
- CF1 Director (18 Nov 2003 to 13 Aug 2006)
- CF13 Finance (14 Oct 2003 to 13 Aug 2006)
- CF14 Risk Assessment (14 Oct 2003 to 15 Sep 2005)
- CF15 Internal Audit (14 Oct 2003 to 13 Aug 2006)
- CF11 Money Laundering Reporting (8 Aug 2003 to 13 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.