Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BAOBAB INVESTMENT MANAGERS LTD
FRN 555367
- [FCA CF] Client dealing (since 24 Nov 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (4 Apr 2012 to 8 Dec 2019)
- CF1 Director (4 Apr 2012 to 8 Dec 2019)
- CF30 Customer (4 Apr 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Apr 2012 to 3 Jul 2017)
- CF11 Money Laundering Reporting (4 Apr 2012 to 3 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.