BAOBAB INVESTMENT MANAGERS LTD

Date authorised
1 April 2013
Companies House
07456530
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Baobab Investment Managers Ltd
    78 Bartholomew Street
    Newbury
    West Berkshire
    RG14 7AB
    UNITED KINGDOM
    Phone
    +442079932328
    Web
    https://www.baobabglobalfund.com

  • Complaints Contact

    Baobab Investment Managers Ltd
    78 Bartholomew Street
    Newbury
    West Berkshire
    RG14 7AB
    UNITED KINGDOM
    Phone
    +442079932328

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Investments

    For Eligible Counterparty, Professional, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry John O'Connell

    IRN BJO01030

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Apr 2012 to 8 Dec 2019)
  • Joanna Breeds

    IRN JXB08166

    • CF28 Systems and controls (22 Nov 2018 to 4 Oct 2019)
  • Martin Peter Van Blerk

    IRN MPV01012

    • [FCA CF] Client dealing (since 24 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (4 Apr 2012 to 3 Jul 2017)
    • CF1 Director (4 Apr 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2012 to 3 Jul 2017)
    • CF3 Chief Executive (4 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2012 to 8 Dec 2019)
  • Matthew Leigh Hazell

    IRN MLH01108

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2017 to 8 Dec 2019)
  • Philip David Evans

    IRN PXE22658

    • SMF3 Executive Director (since 17 Apr 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Sarah Blundell

    IRN SXB03526

    • CF28 Systems and controls (8 Aug 2016 to 22 Nov 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.