Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 24 Sep 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (12 Jun 2018 to 8 Dec 2019)
    • CF3 Chief Executive (12 Jun 2018 to 8 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (12 Jun 2018 to 8 Dec 2019)
    • CF1 Director (12 Jun 2018 to 8 Dec 2019)
    • CF3 Chief Executive (12 Jun 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF29 Significant management (16 Oct 2013 to 6 Mar 2016)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF2 Non Executive Director (17 Oct 2006 to 1 Dec 2008)
    • CF8 Apportionment and Oversight (23 May 2006 to 5 Oct 2006)
    • CF3 Chief Executive (1 Aug 2005 to 5 Oct 2006)
    • CF1 Director (1 Aug 2005 to 5 Oct 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF14 Risk Assessment (15 Oct 2004 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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