Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (22 Jul 2021 to 13 Oct 2023)
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- [FCA CF] Material risk taker (19 May 2021 to 13 Oct 2023)
- [FCA CF] Manager of certification employee (19 May 2021 to 13 Oct 2023)
- [FCA CF] Client dealing (19 May 2021 to 13 Oct 2023)
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- [FCA CF] Manager of certification employee (22 Feb 2018 to 31 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (22 Feb 2018 to 31 Mar 2021)
- [FCA CF] Client dealing (22 Feb 2018 to 31 Mar 2021)
- [FCA CF] Material risk taker (22 Feb 2018 to 31 Mar 2021)
- [FCA CF] Significant management (22 Feb 2018 to 31 Mar 2021)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Mar 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2021)
- [FCA CF] Significant management (7 Mar 2016 to 21 Jan 2020)
- CF30 Customer (12 Jul 2013 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Significant management (7 Mar 2016 to 12 Feb 2019)
- CF30 Customer (12 Jul 2013 to 6 Mar 2016)
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- CF30 Customer (16 Dec 2010 to 11 Jul 2013)
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- CF30 Customer (16 Dec 2010 to 11 Jul 2013)
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- CF30 Customer (12 Feb 2008 to 24 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.