Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (22 Jul 2021 to 13 Oct 2023)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Material risk taker (19 May 2021 to 13 Oct 2023)
    • [FCA CF] Manager of certification employee (19 May 2021 to 13 Oct 2023)
    • [FCA CF] Client dealing (19 May 2021 to 13 Oct 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (22 Feb 2018 to 31 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2018 to 31 Mar 2021)
    • [FCA CF] Client dealing (22 Feb 2018 to 31 Mar 2021)
    • [FCA CF] Material risk taker (22 Feb 2018 to 31 Mar 2021)
    • [FCA CF] Significant management (22 Feb 2018 to 31 Mar 2021)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Mar 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2021)
    • [FCA CF] Significant management (7 Mar 2016 to 21 Jan 2020)
    • CF30 Customer (12 Jul 2013 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 12 Feb 2019)
    • CF30 Customer (12 Jul 2013 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (16 Dec 2010 to 11 Jul 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Dec 2010 to 11 Jul 2013)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (12 Feb 2008 to 24 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

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