Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 11 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (27 Apr 2023 to 11 Oct 2023)
  • Scottish Friendly Assurance Society Limited (no longer approved here)

    FRN 110002

    • SMF1 Chief Executive (24 Aug 2021 to 20 May 2022)
    • SMF2 Chief Finance (10 Dec 2018 to 1 Jan 2023)
    • SMF3 Executive Director (10 Dec 2018 to 31 Oct 2022)
    • CF1 Director (5 Feb 2018 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (3 Aug 2016 to 9 Dec 2018)
  • Scottish Friendly Asset Managers Limited (no longer approved here)

    FRN 188832

    • Responsible for Insurance Distribution (24 Aug 2021 to 22 May 2022)
    • SMF1 Chief Executive (24 Aug 2021 to 22 May 2022)
    • SMF3 Executive Director (9 Feb 2021 to 23 Dec 2022)
    • CF28 Systems and controls (3 Aug 2016 to 8 Dec 2019)
  • Assurant General Insurance Limited (no longer approved here)

    FRN 202735

    • CF28 Systems and controls (6 Nov 2009 to 14 Dec 2009)
    • CF14 Risk Assessment (13 Sep 2007 to 31 Oct 2007)
    • CF1 Director (13 Sep 2007 to 4 Jun 2014)
  • Assurant Intermediary Limited (no longer approved here)

    FRN 311243

    • CF28 Systems and controls (6 Nov 2009 to 14 Dec 2009)
    • CF1 Director (3 Oct 2007 to 4 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.