Martin John O'Brien

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited

    FRN 121818

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (1 Apr 2020 to 6 Jun 2022)
    • Director of firm who is not a certification employee or a SMF manager (25 Feb 2020 to 6 Jun 2022)
    • CF1 Director (AR) (25 Feb 2020 to 6 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF30 Customer (1 Nov 2007 to 3 Jan 2018)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • CF26 Customer Trading (8 May 2002 to 21 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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