Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (9 Nov 2010 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 19 Oct 2010)
- CF30 Customer (1 Nov 2007 to 19 Oct 2010)
- CF13 Finance (21 Jul 2003 to 31 Oct 2007)
- CF27 Investment Management (21 Jul 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 3 Mar 2008)
- CF11 Money Laundering Reporting (1 Dec 2001 to 3 Mar 2008)
- CF1 Director (1 Dec 2001 to 19 Oct 2010)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.