Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Mar 2012 to 27 Nov 2012)
  • Ryan Langton Limited (no longer approved here)

    FRN 184671

    • Employed By (1 Mar 2012 to 27 Nov 2012)
  • XL Independent Financial Advisers Ltd (no longer approved here)

    FRN 415232

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF24 Pension Transfer Specialist (10 Jun 2005 to 31 Oct 2007)
    • CF1 Director (17 Feb 2005 to 1 Dec 2008)
    • CF22 Investment Adviser (Trainee) (17 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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