Martin James Pluck

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 9 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Nov 2023)
    • [FCA CF] Manager of certification employee (14 Nov 2023 to 24 Jan 2025)
    • [FCA CF] Significant management (14 Nov 2023 to 9 Jan 2024)
    • [PRA CF] Managing a material risk taker (14 Nov 2023 to 19 Dec 2024)
    • SMF5 Head of Internal Audit (26 May 2016 to 30 Sep 2023)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Significant management (since 9 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Nov 2023)
    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 22 Jan 2026)
    • [FCA CF] Significant management (14 Nov 2023 to 9 Jan 2024)
    • [FCA CF] Manager of certification employee (14 Nov 2023 to 24 Jan 2025)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • SMF5 Head of Internal Audit (10 Dec 2018 to 30 Sep 2023)
    • SIMF5 Head of Internal Audit Function (8 Jun 2016 to 9 Dec 2018)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF5 Head of Internal Audit (26 May 2016 to 30 Jun 2018)
  • DEUTSCHE TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122126

    • CF28 Systems and controls (15 Jun 2012 to 13 Sep 2013)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF28 Systems and controls (15 Jun 2012 to 13 Sep 2013)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF28 Systems and controls (15 Jun 2012 to 13 Sep 2013)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF28 Systems and controls (15 Jun 2012 to 13 Sep 2013)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF28 Systems and controls (15 Jun 2012 to 13 Sep 2013)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (21 Feb 2002 to 19 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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