Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unity Trust Bank Plc (no longer approved here)

    FRN 204570

    • SMF3 Executive Director (8 Nov 2023 to 30 May 2025)
    • SMF16 Compliance Oversight (1 May 2019 to 1 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2019 to 1 Mar 2025)
    • SMF4 Chief Risk (1 May 2019 to 30 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.