Martin Gerald Siegfried Petherick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oxeye Capital Management Limited

    FRN 208566

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (22 Apr 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (22 Apr 2002 to 31 Oct 2007)
    • CF3 Chief Executive (22 Apr 2002 to 8 Dec 2019)
    • CF1 Director (22 Apr 2002 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Apr 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Apr 2002 to 8 Dec 2019)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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