Oxeye Capital Management Limited

Date authorised
1 April 2013
Companies House
04134088
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oxeye Capital Management Ltd
    36 Endless Street
    Salisbury
    Wiltshire
    SP1 3UH
    UNITED KINGDOM
    Phone
    +4401722703118
    Web
    https://www.oxeye.co.uk

  • Complaints Contact

    Oxeye Capital Management Ltd
    36 Endless Street
    Salisbury
    Wiltshire
    SP1 3UH
    UNITED KINGDOM
    Phone
    +4407768770823

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Andrew De Roeper

    IRN CAD01052

    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • Harry Edward Pomeroy

    IRN HXP18413

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
  • Jamie Curtis Ollivierre

    IRN JCO01035

    • CF30 Customer (18 Feb 2009 to 31 Aug 2017)
  • John Charles Frederick Parry

    IRN JCP01061

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2020)
    • CF1 Director (22 Apr 2002 to 8 Dec 2019)
  • Justin Mark Moss

    IRN JMM01206

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2020)
    • CF1 Director (25 Mar 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (3 Feb 2003 to 31 Oct 2007)
  • Martin Gerald Siegfried Petherick

    IRN MGP01040

    • [FCA CF] Client dealing (since 1 Jan 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (22 Apr 2002 to 8 Dec 2019)
    • CF3 Chief Executive (22 Apr 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (22 Apr 2002 to 31 Oct 2007)
    • CF27 Investment Management (22 Apr 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (22 Apr 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Apr 2002 to 8 Dec 2019)
  • Nicholas Philip Wentworth-Stanley

    IRN NPW01026

    • CF1 Director (25 Mar 2009 to 29 May 2013)
    • CF30 Customer (1 Nov 2007 to 14 Jul 2017)
    • CF21 Investment Adviser (15 Oct 2002 to 31 Oct 2007)
  • Peter Claud Kirwan Catarinella

    IRN PCC01078

    • CF30 Customer (5 Mar 2008 to 14 Jul 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Tithe Limited (no longer appointed)

    FRN 968773 · Appointed 27 Jan 2022 · Until 22 Mar 2024

  • Peter Catarinella (no longer appointed)

    FRN 479578 · Appointed 26 Feb 2008 · Until 31 Mar 2017

  • Inanda Capital Limited (no longer appointed)

    FRN 219756 · Appointed 14 Oct 2002 · Until 31 Mar 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.