Martin Francis John Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Countrywide Principal Services Limited (no longer approved here)
FRN 301684
- [FCA CF] Functions requiring qualifications (5 Jun 2024 to 28 Oct 2024)
INTEGRA CAPITAL LIMITED (no longer approved here)
FRN 197336
- [FCA CF] Client dealing (5 Jul 2021 to 29 Feb 2024)
- CF30 Customer (29 Aug 2013 to 1 Oct 2014)
Armira Capital Limited (no longer approved here)
FRN 714282
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
- CF30 Customer (20 Apr 2017 to 8 Dec 2019)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (30 Oct 2009 to 30 Nov 2011)
Bank of Montreal (no longer approved here)
FRN 124788
- CF30 Customer (1 Nov 2007 to 21 Jan 2009)
- CF26 Customer Trading (2 Jan 2007 to 31 Oct 2007)
DZ Bank AG, Deutsche Zentral-Genossenschaftsbank (no longer approved here)
FRN 114029
- CF26 Customer Trading (3 Feb 2003 to 26 Jul 2004)
Mizuho International plc (no longer approved here)
FRN 119256
- CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.