Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOTTINGER & CO. LIMITED (no longer approved here)

    FRN 208737

    • CF30 Customer (1 Nov 2007 to 7 Dec 2011)
    • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
    • CF27 Investment Management (11 Jul 2006 to 31 Oct 2007)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF21 Investment Adviser (2 Dec 2002 to 22 May 2006)
    • CF27 Investment Management (2 Dec 2002 to 22 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.