Martin Brunninger

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (3 Jun 2014 to 15 Jan 2016)
Baader Helvea Limited (no longer approved here)
FRN 400056
- CF30 Customer (1 Sep 2013 to 7 Oct 2013)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (1 Sep 2010 to 26 Mar 2013)
STIFEL EUROPE LIMITED (no longer approved here)
FRN 178733
- (130)CF30 Customer (9 Sep 2008 to 1 Aug 2010)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF21 Investment Adviser (22 Oct 2002 to 27 Dec 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (130)CF30 Customer at STIFEL EUROPE LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.