Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GINS Limited

    FRN 475577

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (18 Apr 2011 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
    • CF29 Significant management (1 Nov 2007 to 17 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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