Date authorised
1 April 2013
Companies House
06387110
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Livings

    IRN AXL01431

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (23 Dec 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jan 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (4 Jan 2008 to 31 Mar 2009)
  • Beverley Jane Foulston

    IRN BJF01060

    • CF1 Director (23 Dec 2010 to 11 Dec 2013)
  • Julian Charles Nichols

    IRN JCN01030

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 22 Feb 2020)
    • CF1 Director (23 Dec 2013 to 8 Dec 2019)
  • Martin Bruce Dent

    IRN MBD01013

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (18 Apr 2011 to 8 Dec 2019)
  • Robert James Foulston

    IRN RJF01064

    • CF1 Director (4 Jan 2008 to 11 Dec 2013)
  • Sean Hunt

    IRN SXH01559

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2020)
    • CF1 Director (23 Dec 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.